nldistributors.comNorthern Lights Distributors
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nldistributors.com
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Title:Northern Lights Distributors
Description:Northern Lights Distributors, LLC is a broker-dealer specializing in mutual fund distribution. We help our fund clients navigate the distribution universe.
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nldistributors.com |
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Underwriting Selling Agreements About Contact Login Open Menu Underwriting Selling Agreements About Contact Login Navigate Advocate Collaborate Welcome , LLC is a broker-dealer specializing in mutual fund distribution. We help our fund clients navigate the distribution universe by offering a high touch service and collaboration with financial intermediaries and industry partners. Navigate All of our clients are assigned a Compliance Specialist who will help you to navigate through applicable State, Federal and FINRA regulations. Advocate We assist our clients to establish industry partnerships through our network of hundreds of established selling agreements with wire houses, independent broker-dealers, regional broker-dealers, banks and trust companies. Collaborate We view our relationship with our clients as a collaborative partnership. Through our affiliate we can provide introductions to industry experts focused on marketing, public relations, web and media. Meet the Team Executive Team Bill Strait President Mike Nielsen Chief Compliance Officer Compliance Team Gary Danahy Compliance Program Director Janelle Hardy VP, Compliance Chris Wendt Compliance Specialist Megan Happel Compliance Specialist Check the background of investment professionals on FINRA’s BrokerCheck. Contact Your Name * Your Email * Message * Please leave this field empty. Address 4221 North 203rd Street, Suite 100 Elkhorn, NE 68022 Phone (855) 891-0091 © 2019 , LLC Member FINRA / SIPC 2027-NLD-4/11/2019 Terms of Use | Privacy Policy | Online Privacy Policy | Business Continuity Plan Summary | Gemini Companies...
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